- Definition, establishment, or assessment of the anti-money laundering framework, including internal control systems (ICS)
- Organisation of the anti-money laundering unit, including the issuance of directives
- Optimisation of the anti-money laundering framework through the implementation of a risk-based approach
- Design and execution of money laundering risk analysis
- Assistance in the implementation of new or amended regulatory requirements from the AMLA, AMLO, AMLO-FINMA, CDB, etc.
- Support in the implementation of individually addressed requirements from FINMA or the auditor
- Consultation and support related to FINMA supervisory reviews
- Planning and execution of file and transaction reviews (Know Your Customer KYC, Know Your Transaction KYT)
- Due diligence examination of individual customer files (due diligence, enhanced due diligence)
- Consultation for optimising the transaction monitoring model
- Regulatory advice in internal IT projects related to transaction monitoring, transaction filters, goAML, etc.
- Planning and conducting of tailored, audience-specific training
- Operational support in internal projects related to anti-money laundering
- Analysis and advice on licensing respectively supervisory issues in the field of anti-money laundering
- Operational respectively personnel support for the anti-money laundering unit
Anti-Money Laundering
In the area of anti-money laundering, I can support you with the following services, among others: